Capital Integration Systems DBA CAIS

A new era of access is underway—we’ve combined world-class technology with an industry-leading client experience to deliver alternative investments and structured notes more efficiently than ever before. Our platform connects independent financial advisors with leading alternative asset managers, empowering them to engage and transact on a massive scale. CAIS brings together experienced leaders from the alternative investment industry and the independent wealth management community to create a better way for independent financial advisors to access and transact in alternative investments.

Capital Integration Systems (DBA CAIS):

• Use time-saving features—such as automated customer profiles, digitized documentation, AML/KYC smart logic, CAIS DocuSign, and integrations with custodians and third-party reporting providers—for all your alternative investment funds.
• This centrality gives CFOs and treasurers the authority — and often the mandate — to drive enterprise-wide integration efforts.
• We believe financial advisors should have the ability to access alternative investment products.
• Your advisors can select from products already offered on our turnkey CAIS Marketplace, leverage CAIS Solutions technology to offer funds you sourced elsewhere, or get our help building your own custom fund.
• In the age of digital transformation, organizations are no longer just enhancing processes; they are rethinking them from the ground up.
• As a part of the tranche, Blythe Masters of Motive Capital Management, LLC and Andrew Gosden of Apollo Global Management, Inc. will join company’s board of directors.

Finance teams face several challenges in breaking them down, ranging from legacy systems to data discrepancies and cultural resistance. Gain market insights and improve your alternative investment knowledge through articles, videos, and other educational resources from the CAIS team. Capital Integration Systems LLC announced that it has received $225,000,000 in its first tranche of a round of funding led by new investor Apollo Global Management, Inc. and Motive Capital Management, LLC on January 11, 2022.

A Provider of Alternative Investments Education, Access, Due Diligence, & Transactions

CAIS streamlines the end-to-end transaction process through digitized subscriptions and integrated reporting with major custodians and reporting providers, simplifying investing in alternatives and structured notes. Alternative asset managers and bank issuers too have recognized that the fragmented financial advisor community, while challenging for many to navigate, represents an untapped opportunity to grow and diversify their investor base. Operational silos capital integration systems are the bane of efficiency, yet they persist in organizations of all sizes. These silos often arise from a combination of legacy systems, fragmented workflows and resistance to change.

CAIS Announces 2025 Nationwide Event Lineup for Advisor Education – CAIS

For independent financial advisors, CAIS provides access, education, and operational efficiency they can use to transact at scale and capture more wallet share. For asset managers, CAIS can help build their distribution network, capture new business, and cultivate relationships with independent financial advisors. Our ideas resonated, and thousands of financial advisors who control trillions of end client capital joined our platform for improved access and efficiency to alternative investments and structured notes. If you work in the home office of a broker-dealer, a large RIA aggregator, or a bank and trust company with multiple advisor teams, branches, and offices, you may recognize the complexity of scaling alternative investing.

Expand your advisors’ investment options with products from globally recognized asset managers and bank issuers. Your advisors can select from products already offered on our turnkey CAIS Marketplace, leverage CAIS Solutions technology to offer funds you sourced elsewhere, or get our help building your own custom fund. Our mission is to democratize access for independent financial advisors by breaking down barriers that prevent them from connecting with experienced alternative asset managers.

How We Partner

Capital Integration Systems LLC (doing business as CAIS) is an American fintech company that provides platform solutions related to alternative investments in the private markets. Give advisors in your network the flexibility to receive extensive structured note education, gain access to bank issuer offerings, the opportunity to curate bespoke strategies, and take advantage of full lifecycle support. These systems serve as the backbone of enterprise operations, managing everything from supply chain logistics to payroll. However, many legacy ERPs were designed for a pre-digital era, making them ill-suited to today’s needs for interoperability and scalability.

• CAIS brings together experienced leaders from the alternative investment industry and the independent wealth management community to create a better way for independent financial advisors to access and transact in alternative investments.
• Gain market insights and improve your alternative investment knowledge through articles, videos, and other educational resources from the CAIS team.
• These solutions streamline processes like vendor payments, tax compliance and fraud prevention by embedding these functions directly into workflows.
• In 2009, CAIS set its sights on leveling the playing field by making alternative investments available to financial advisors everywhere.
• Read our press releases or watch our latest media appearances to learn more about how we’re transforming the alternative investment ecosystem.
• For independent financial advisors, CAIS provides access, education, and operational efficiency they can use to transact at scale and capture more wallet share.

CAIS partners with you to make it easier for your advisors to access alternatives and for you to monitor their investments. Collaborate with our team to define the alternative investing experience you desire for your network—one that complements your business strategy, investment philosophy, risk controls, technology, and operations. Offer your advisors access to the CAIS platform—customized exclusively for them—to overcome barriers to entry in alternative investing. Financial advisors and larger independent wealth management firms can leverage the features of either our turnkey CAIS Marketplace or our customizable SaaS technology, CAIS Solutions, throughout the pre-trade, trade, and post-trade experience.

HR Executive Tech start ups, Scale ups Leadership Coach Member Forbes Human Resources Council

We believe financial advisors should have the ability to access alternative investment products. Finance is often the nexus of disparate business functions, providing a unique vantage point for identifying inefficiencies and potential synergies. From procurement and sales to logistics and compliance, most processes eventually tie back to the finance team. This centrality gives CFOs and treasurers the authority — and often the mandate — to drive enterprise-wide integration efforts. Through CAIS Solutions, our software-as-a-service (SaaS) offering, RIAs and independent broker-dealers can centralize and scale all their alternative investment operations in one place.